Compliance issues seem to be on the rise in financial markets, and according to recent news, both businesses and employees are now being held accountable. Earlier this year, Morgan Stanley penalized some of its employees with hefty fines that ranged from a few thousand dollars to more than $1 million for the misuse of digital messaging platforms for sensitive information exchange. This eBook explores the challenges that financial organizations face in keeping up with technology and how innovative tools can help them stay secure and meet regulatory obligations.